Shareholders

AFH Financial Group share capital is traded on AIM, a member of the London Stock Exchange.

There are a total of 42,992,038 Ordinary Shares in issue.

No securities are held as Treasury Shares.

26.77% of AFH Financial Group shares are not in public hands.

There are no restrictions on the transfer of securities.

An issue of 4.0 per cent. convertible unsecured loan stock 2024 ("CULS") in denominations of £5,000 each, at a price of £5,000 per unit, occurred on 29 July 2019.  There are no other exchanges or trading platforms on which the company has applied or agreed to have its securities traded.

Shareholder information last updated 19 March 2021.


Significant Shareholders and Directors' Interests:

NameNumber of Ordinary Shares% of Issued Share Capital
Alan Hudson (Chief Executive Officer)*5,955,70013.85
Slater Investments
5,203,23412.10
Paul Connor ****3,500,0008.14
Philip Mobberley **2,548,7765.93
Merian Global Investors (UK) Limited
2,132,400
4.96
Northern Trust2,100,0004.89
Lombard Odier Asset Management1,972,9324.59
BMO Global Asset Management1,692,2493.94
Polar Capital LLP
1,634,913 3.80
Rorema Beheer B.V / Stichting Bewaarder GFC
1,579,484
3.67
John Wheatley (Non-Executive Chairman) ***233,1210.54
Mark Chambers (Non-Executive Director) *****78,1330.18
Paul Wright (Finance Director) ***35,0000.08
Austin Broad (Executive Director)15,0000.03

* Shareholding held via a share dealing account in the name of his broker, Thomas Grant and Company Nominees Limited.

** Includes 785,347  Ordinary Shares held by Lynne Karen Mobberley (Philip Mobberley's wife) and 489,041 Ordinary Shares held by P Mobberley Carpenters Limited (a company whose voting rights are 50 per cent. held by Philip Mobberley and 50 per cent. held by Lynne Karen Mobberley).

*** Shareholding is held via his self-invested personal pension.

**** 800,000 of the Ordinary Shares are held by Carol Connor, the wife of Paul Connor.

***** 5,857 of the Ordinary Shares are held by Mrs Chambers, the wife of Mark Chambers.

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