Shareholders

AFH Financial Group share capital is traded on AIM, a member of the London Stock Exchange.

There are a total of 42,785,979 Ordinary Shares in issue.

There are a total of 42,724,644 Ordinary Shares in issue carrying voting rights.

There are a total of 61,335 Treasury Shares in issue.

16.12% of AFH Financial Group shares are not in public hands.

There are no restrictions on the transfer of securities.

8% unsecured bonds, due for redemption in 2020, are admitted to trading on the ISDX Growth Market. There are no other exchanges or trading platforms on which the company has applied of agreed to have its securities traded.

Shareholder information last updated 18 September 2019.


Significant Shareholders and Directors' Interests:

NameNumber of Ordinary Shares% of Issued Share Capital
Alan Hudson (Chief Executive Officer)*6,555,70015.32
Slater Investments
4,224,6149.99
Paul Connor ****3,500,0008.18
Philip Mobberley **3,415,0497.99
Merian Global Investors (UK) Limited
2,394,515
5.60
BMO Global Asset Management1,692,2493.96
Lombard Odier Asset Management1,637,2863.83
Polar Capital LLP
1,634,913 3.83
John Wheatley (Non-Executive Chairman) ***233,1210.54
Mark Chambers (Non-Executive Director) *****49,6030.12
Paul Wright (Finance Director) ***35,0000.08
Austin Broad (Executive Director)15,0000.04

* Shareholding held via a share dealing account in the name of his broker, Thomas Grant and Company Nominees Limited.

** Includes 816,347 Ordinary Shares held by Lynne Karen Mobberley (Philip Mobberley's wife) and 489,041 Ordinary Shares held by P Mobberley Carpenters Limited (a company whose voting rights are 50 per cent. held by Philip Mobberley and 50 per cent. held by Lynne Karen Mobberley).

*** Shareholding is held via his self-invested personal pension.

**** 800,000 of the Ordinary Shares are held by Carol Connor, the wife of Paul Connor.

***** 5,857 of the Ordinary Shares are held by Mrs Chambers, the wife of Mark Chambers.

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