Advisory dealing is ideal for those who want to benefit from expert stock-specific advice while holding responsibility for managing and maintaining their own portfolio.

The Advisory dealing service allows you to take expert advice from your qualified client executive, and use it to formulate your own investment decisions on individual stocks. There is no on-going portfolio management service involved; however, your client executive may be in touch if something needs to be brought to your attention.

This stripped-down service will provide you with individual stock-specific advice, that takes into account your attitude to risk and the investment objectives you have expressed. Our Advisory dealing offering is ideal if you're looking to benefit from expert advice while maintaining responsibility for managing and maintaining your own portfolio.

While no portfolio overview or any view on asset allocation is expressed, your dedicated client executive is happy to discuss the suitability of individual investments, and whether they are appropriate for the attitude to risk that you expressed when setting up your account with us. Additionally, your client executive will draw your attention to, and give advice if needed, on matters concerning any corporate actions that impact on your investments. Equally, if your client executive feels that the opportunities for a particular investment you hold are declining, they can contact you to discuss this.

This service is predominantly 'proactive', which means your client executive will only give investment advice where and when you need it - so you're in control at all times.

Summary of Advisory dealing

Will I benefit from a dedicated client executive?

Yes. You will benefit from being able to discuss your investments with your client executive (experienced and qualified stockbroker).

How often will my client executive review my portfolio?

Your client executive will review your portfolio on an occasional and ad-hoc basis.

Is there an ISA facility available?


Will you need my signature to authorise an adjustment?

Yes. No transactions may be undertaken without your specific authority, either in writing, by e-mail, or over a recorded phone call.

How often will I receive a portfolio report?

You will receive a biannual portfolio report and a quarterly transaction report.

Are online valuations available?

Yes, you can access your account through the online portal.

Want to discuss the suitability of Advisory dealing for you?

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